| [1996] 1 S.C.R. |
R. v. Burke |
474 |
Joseph Burke
Appellant
v.
Her Majesty The
Queen
Respondent
Indexed as: R.
v. Burke
File
No.: 24071.
1995: May 26;
1996: March 21.
Present: La Forest,
L'Heureux-Dubé, Sopinka, Gonthier, Cory, Iacobucci and Major JJ.
ON APPEAL FROM THE COURT OF APPEAL FOR NEWFOUNDLAND
Criminal
law -- Verdict -- Unreasonableness -- Accused convicted of indecent assault --
First complainant's testimony containing exaggerations and blatant falsehoods --
Trial judge not accepting his allegations of sexual assault without
corroboration -- Trial judge finding corroboration in respect of one incident in
testimony of second complainant describing similar incident -- Second
complainant's testimony containing frailties and inconsistencies -- Strong
possibility of collusion -- Whether accused's convictions can be reasonably
supported by evidence -- Criminal Code, R.S.C., 1985, c. C-46, s.
686(1)(a)(i).
Criminal
law -- Verdict -- Unreasonableness -- Accused convicted of indecent assault --
Alleged assaults bizarre in nature -- Photographic identification of accused --
Whether accused's conviction can be reasonably supported by evidence -- Criminal
Code, R.S.C., 1985, c. C-46, s. 686(1)(a)(i).
Constitutional
law -- Charter of Rights -- Fundamental justice -- Abuse of process -- Court of
Appeal correct in not entering stay of proceedings on grounds of abuse of
process -- Canadian Charter of Rights and Freedoms, s. 7.
The accused, a former Christian Brother, was
convicted of three counts of indecent assault upon E, C and L, and one count of
assault causing bodily harm on E. The complainants were all residents of the
orphanage where the accused worked between 1974 and 1981. At trial, E testified
that the accused had beaten him and had also committed several indecent sexual
acts, including an incident where, in order to prevent the spreading of chicken
pox, the accused applied, in his private office, an ointment not only to E's
legs, which were affected by the pox, but also to his penis and his buttocks,
and inserted a finger in E's rectum. With respect to the beating incident, the
trial judge found that the accused had used excessive force. With respect to the
other claims, the trial judge, faced with the many inconsistencies and blatant
falsehoods in E's evidence, concluded that he was not a credible witness and
added that these claims could not be accepted without some form of
corroboration. The trial judge found corroboration for the "ointment incident"
in the evidence given by C in which he described a strikingly similar incident.
Despite frailties and "impreciseness respecting dates" in C's testimony, the
trial judge found him to be a credible witness. As a result, she accepted the
accounts of the "ointment incidents" given by C and E. L testified that the
accused would often punish him by "hauling" him into a private office, forcing
him to undress and pinching his armpits. In addition, L claimed that the accused
would sometimes fondle his penis. The trial judge found L's evidence credible
and accepted it. The Court of Appeal upheld the convictions.
Held: The appeal should be allowed with
respect to the convictions for indecent assault. The appeal should be dismissed
with respect to the conviction for assault causing bodily harm.
The Court of Appeal's decision on the abuse of
process issue and the lower courts' decisions regarding the accused's conviction
for assault causing bodily harm were agreed with. However, in light of the
evidence at trial, the convictions for indecent assault were unreasonable and
must be set aside pursuant to s. 686(1)(a)(i) of the Criminal
Code. The standard of review under that section is whether the verdict is
one that a properly instructed jury, acting judicially, could reasonably have
rendered. It is only where the appellate court has considered all of the
evidence before the trier of fact and determined that a conviction cannot be
reasonably supported by that evidence that it can invoke
s. 686(1)(a)(i) and overturn the trial court's verdict. Although the
appellate court must be conscious of the advantages enjoyed by the trier of
fact, reversal for unreasonableness remains available under
s. 686(1)(a)(i) where the "unreasonableness" of the verdict rests on
a question of credibility. Here, the trial judge arrived at an unreasonable
verdict by accepting the evidence of E, C and L. No properly instructed jury
acting in a judicial manner could reasonably have accepted the claims of these
complainants.
It is clear from a review of the evidence that some of E's
claims against the Christian Brothers, and particularly those concerning the
accused, were gross exaggerations or blatant falsehoods. Most of E's claims were
either positively disproved by other witnesses or were unsupported by the
evidence. While the trial judge was right in concluding that E was not a
credible witness, she erred in finding corroboration for the "ointment incident"
in C's evidence. C's history of chronic dishonesty, coupled with critical
inconsistencies in his testimony, clearly made him a less than credible witness.
Among other things, he initially stated in his testimony that the ointment
incident took place in the early 1970s. The accused, however, was not present at
the orphanage at that time. More importantly, C had previously refused to speak
with the police, claiming that he had nothing to say regarding the Christian
Brothers. It is only after he was contacted by E's lawyer -- who had already
been retained by E for the purpose of carrying out a civil action against the
accused -- that C came forward with his claim. There is thus a possibility that
C may have learned the details of E's story through contact with their common
lawyer. The obvious inconsistencies and falsehoods in C's testimony render the
trial judge's finding of credibility unreasonable. A trier of fact, acting
judicially, could not have found any merit in the claims of either C or E.
Moreover, on the assumption that the evidence is admissible, the trier of fact
is obliged to consider the reliability of the evidence having regard to all the
circumstances, including the possibility of collusion or collaboration. Given
the crucial importance assigned by the trial judge to C's evidence, her failure
to consider the possibility of collusion or collaboration arising out of the
"lawyer connection", when assessed in light of the other frailties in C's
evidence, rendered the convictions relating to the sexual assaults on E and C
unreasonable.
With respect to L's claims, the curious nature of the assaults
and the fact that the scabs allegedly left under his arms as a result of these
assaults were never observed by other residents of the orphanage, despite the
common use of communal showers, cause great concern about the reliability of L's
evidence. Further, L was never asked to identify the accused during the trial
but rather made a photographic identification -- a most unsatisfactory method of
identification in cases such as this, where the events in question are alleged
to have occurred many years before the trial. The reliability of the
photographic identification was further undermined by the evidence given by
another complainant, who incorrectly identified the accused by using photographs
that were similar to the ones used by L. The trial judge made no comment on the
frailty of the identification evidence. Given the unsatisfactory nature of L's
evidence in general, this uncritical reliance on the unorthodox identification
evidence renders the conviction unreasonable.
Cases Cited
Referred to: Corbett v. The
Queen, [1975] 2 S.C.R. 275; R.
v. Yebes, [1987] 2 S.C.R. 168; R.
v. S. (P.L.), [1991] 1 S.C.R. 909; R.
v. W. (R.), [1992] 2 S.C.R. 122; Hoch v. The Queen (1988),
165 C.L.R. 292; Director of Public Prosecutions v. Boardman, [1975] A.C.
421; Director of Public Prosecutions v. P., [1991] 2 A.C. 447; R.
v. B. (C.R.), [1990] 1 S.C.R. 717; R. v. H., [1995] 2 A.C.
596; R. v. Carter, [1982] 1 S.C.R. 938; R.
v. Evans, [1993] 3 S.C.R. 653; R. v. Sutton, [1970] 2 O.R. 358;
R. v. Spatola, [1970] 3 O.R. 74.
Statutes and Regulations Cited
Canadian Charter of Rights and Freedoms, s. 7.
Criminal Code, R.S.C., 1985, c. C-46, s. 686(1)(a)(i) [am.
1991, c. 43, s. 9 (Sch., item 8)].
Authors Cited
Cross on Evidence, 7th ed. By the late Sir Rupert Cross and Colin
Tapper. London: Butterworths,
1990.
APPEAL from a judgment of the Newfoundland
Court of Appeal (1994), 117 Nfld. & P.E.I.R. 191, 365 A.P.R. 191, 88 C.C.C.
(3d) 257, dismissing the accused's appeal from his convictions for indecent
assault and assault causing bodily harm (1991), 92 Nfld. & P.E.I.R. 289, 287
A.P.R. 289. Appeal allowed with respect to the convictions for indecent assault.
Appeal dismissed with respect to the conviction for assault causing bodily
harm.
Marvin R. V. Storrow, Q.C.,
Joanne R. Lysyk, and Brian Casey, for the appellant.
Wayne Gorman, for the respondent.
The judgment of the Court was delivered by
SOPINKA J. --
I. Introduction
1 The appellant in this case is
Joseph Burke, a former Christian Brother at the Mount Cashel Orphanage in St.
John's, Newfoundland. Mr. Burke was convicted at trial of three counts of
indecent assault and one count of assault causing bodily harm. Each of the
assaults for which Mr. Burke was convicted allegedly took place during the
period in which he worked at the Mount Cashel Orphanage. The complainants, S.E.,
D.C. and K.L., were all residents of the Mount Cashel Orphanage during the
relevant period.
2 The appellant raises two issues
in appealing his convictions. First, the appellant argues that the manner in
which the charges against him were pursued amounted to an abuse of process and a
breach of s. 7 of the Canadian Charter of Rights and Freedoms. Secondly,
the appellant argues that the trial judge's verdict was unreasonable in light of
the evidence before her, and that the verdict should therefore be set aside. On
the abuse of process issue, I respectfully agree with the decision of the
Newfoundland Court of Appeal: (1994), 117 Nfld. & P.E.I.R. 191, 365 A.P.R.
191, 88 C.C.C. (3d) 257. In addition, I agree with the decisions reached in the
courts below with respect to Mr. Burke's conviction for assault causing bodily
harm on the complainant, E. With respect to the convictions for indecent assault
upon E., C. and L., however, I must respectfully disagree with the trial judge
((1991), 92 Nfld. & P.E.I.R. 289, 287 A.P.R. 289) and the majority of the
Newfoundland Court of Appeal. Instead, I would agree with Gushue J.A.'s dissent
in the Court of Appeal and hold that Mr. Burke's convictions for indecent
assault were unreasonable in light of the evidence at trial. As a result, I
would hold that the convictions on these counts must be set aside pursuant to s.
686(1)(a)(i) of the Criminal Code, R.S.C., 1985, c. C-46.
II. Review under Section
686(1)(a)(i)
3 Under s. 686(1)(a)(i) of
the Criminal Code, a court of appeal may allow an appeal against
conviction where the court is of the view that the verdict reached below was
unreasonable in that it cannot be supported on the evidence. Section
686(1)(a)(i) of the Criminal Code provides as follows:
686. (1) On the hearing of
an appeal against a conviction or against a verdict that the appellant is unfit
to stand trial or not criminally responsible on account of mental disorder, the
court of appeal
(a) may allow the appeal
where it is of the opinion that
(i) the verdict should be set
aside on the ground that it is unreasonable or cannot be supported by the
evidence. . . .
The standard of review under s.
686(1)(a)(i) was first established by this Court in Corbett v. The
Queen, [1975] 2 S.C.R. 275. At p. 282 of that decision, a majority of this
Court determined that the question to be asked in reviewing the "reasonableness"
of a verdict is
whether the verdict is
unreasonable, not whether it is unjustified. The function of the court is not to
substitute itself for the jury, but to decide whether the verdict is one that a
properly instructed jury acting judicially, could reasonably have
rendered.
Following this Court's decision
in Corbett, some degree of confusion arose as to the appropriate standard
of review where the "reasonableness" of a verdict was in question. One possible
interpretation of Corbett was that the court of appeal could only
intervene where it took the view that no jury acting judicially could have
possibly reached the verdict rendered at trial. Clearly, this
interpretation of the Corbett decision set the standard of review so high
that it was virtually unattainable. Another view of the Corbett decision
was that a court of appeal could intervene in any case where no jury acting
judicially could reasonably have reached the verdict rendered at trial.
The confusion concerning the standard of review was finally settled by the
unanimous Court in R.
v. Yebes, [1987] 2 S.C.R. 168. In that case, McIntyre J. settled the
issue as follows, at p. 185:
... to adopt literally the proposition that the
appellate court could only consider whether the impugned verdict could
possibly have been reached would render review on appeal under the
subsection almost impossible. "Reasonably could have reached" must be the test,
and from a reading of the whole of Pigeon J.'s judgment [in Corbett] I am
of the view that it was what was intended. [Emphasis in original.]
As a result, the Court in Yebes
concluded (at p. 185) that "curial review is invited whenever a jury goes beyond
a reasonable standard".
4 In undertaking a review under s.
686(1)(a)(i) of the Criminal Code, the appellate court must
carefully consider all of the evidence that was before the trier of fact. As I
stated for a majority of this Court in R.
v. S. (P.L.), [1991] 1 S.C.R. 909, at p. 915:
In an appeal founded on s. 686(1)(a)(i)
the court is engaged in a review of the facts. The role of the Court of Appeal
is to determine whether on the facts that were before the trier of fact a jury
properly instructed and acting reasonably could convict. The court reviews the
evidence that was before the trier of fact and after re-examining and, to some
extent, reweighing the evidence, determines whether it meets the test.
As a
result, it is only where the Court has considered all of the evidence before the
trier of fact and determined that a conviction cannot be reasonably supported by
that evidence that the court can invoke s. 686(1)(a)(i) and overturn the
trial court's verdict.
5 According to this Court in
R.
v. W. (R.), [1992] 2 S.C.R. 122, special concerns arise in cases such as
this where the alleged "unreasonableness" of the trial court's decision rests
upon the trial judge's assessment of credibility. In these cases, the court of
appeal must bear in mind the advantageous position of a trial judge in assessing
the credibility of witnesses and the accused. As McLachlin J. stated in W.
(R.), at p. 131:
...in applying the test [under s.
686(1)(a)(i)] the court of appeal should show great deference to findings
of credibility made at trial. This Court has repeatedly affirmed the importance
of taking into account the special position of the trier of fact on matters of
credibility: White v. The King, [1947] S.C.R. 268, at p. 272; R.
v. M. (S.H.), [1989] 2 S.C.R. 446, at pp. 465-66.
Despite the "special position" of the trial
court in assessing credibility, however, the court of appeal retains the power,
pursuant to s. 686(1)(a)(i), to reverse the trial court's verdict where
the assessment of credibility made at trial is not supported by the evidence. As
McLachlin J. stated in W. (R.), at pp. 131-32:
... as a matter of law it remains open to an
appellate court to overturn a verdict based on findings of credibility where,
after considering all the evidence and having due regard to the advantages
afforded to the trial judge, it concludes that the verdict is unreasonable.
Thus, although the appellate court must be
conscious of the advantages enjoyed by the trier of fact, reversal for
unreasonableness remains available under s. 686(1)(a)(i) of the
Criminal Code where the "unreasonableness" of the verdict rests on a
question of credibility.
6 I acknowledge that this is a
power which an appellate court will exercise sparingly. This is not to say that
an appellate court should shrink from exercising the power when, after carrying
out its statutory duty, it concludes that the conviction rests on shaky ground
and that it would be unsafe to maintain it. In conferring this power on
appellate courts to be applied only in appeals by the accused, it was intended
as an additional and salutary safeguard against the conviction of the
innocent.
7 Having carefully considered the
above principles and reviewed the evidence, I have concluded that this is one of
those rare instances where the trial court's assessments of credibility cannot
be supported on any reasonable view of the evidence. While I am fully aware of
the advantages enjoyed by the trier of fact, I am nonetheless persuaded that the
trial court in the case arrived at an unreasonable verdict by accepting the
evidence of the complainants E. and C. In my view, no properly instructed jury
acting in a judicial manner could reasonably have accepted the claims of these
complainants. My reasons for arriving at this conclusion are discussed at length
below. The nature of review under s. 686(1)(a)(i) demands that I
undertake a thorough review of the evidence of the complainants.
III. Evidence of
S.E.
8 The complainant E. arrived at
Mount Cashel in 1973 when he was six years old. He was sent to the orphanage at
Mount Cashel with his brothers W. and R. after a most unfortunate breakup in
their family. The brothers remained at Mount Cashel until 1987, with one
temporary absence in 1975.
9 E. was one of the first Mount
Cashel residents to make allegations of improper conduct concerning the
Christian Brothers. In 1975, E. went to the police and described the brutal
treatment that had been suffered by the residents of Mount Cashel. The appellant
Joseph Burke was among the Christian Brothers implicated by E.'s
allegations.
10 According to E., Joseph Burke
had beaten him with such force that E. had required hospitalization. In
addition, E. alleged that Burke had committed several indecent sexual acts. The
details of these sexual activities appeared to become more scandalous and
shocking each time that E. retold his story. E.'s allegations, coupled with
allegations made by other Mount Cashel residents, eventually led the police to
investigate activities at the orphanage. The investigation was short lived,
however, and resulted only in the transfer of two of the Christian Brothers out
of the orphanage.
11 In 1989, fourteen years after
the first investigation had closed, E. came forward with startling new
revelations concerning the apparently brutal treatment he had received at the
hands of the Christian Brothers. As a result of E.'s claims, the investigation
was eventually re-opened and E. was called to testify before a commission of
inquiry (the Hughes Commission). During the course of this inquiry, it became
apparent that at least some of E.'s claims regarding the Christian Brothers,
particularly those concerning Mr. Burke, were gross exaggerations to say the
least. Indeed, at least some of the allegations made by E. were eventually
proved to have been completely false.
12 Prior to his appearance before
the Commission of Inquiry, E. appeared on the widely viewed "Oprah Winfrey"
television program. While being interviewed on that program, E. gave detailed
descriptions of the forms of abuse that he had suffered at the hands of the
Christian Brothers. Perhaps the most shocking of these allegations was E.'s
claim that the Christian Brothers had repeatedly engaged in sexual intercourse
with the children who were entrusted in their care. Needless to say, the public
outrage resulting from E.'s claim was overwhelming.
13 When E. finally appeared
before the Commission of Inquiry, it became clear that his claims of sexual
intercourse between the orphans and Christian Brothers were untrue. E.
eventually admitted that the events he had described on "Oprah Winfrey" had
simply never occurred. In explaining why he had invented the allegations in
question, E. claimed to have been "tired" at the time the interview was
conducted. The trial judge wisely refused to accept this feeble
explanation.
14 The Hughes Commission
uncovered further exaggerations and lies in the statements of E. For example, E.
had claimed during an interview that Burke had beaten him with a belt buckle to
the point that he required hospitalization. It would be generous to call this
claim a gross exaggeration. While E. did visit a hospital following an
instance of discipline at the hands of Joseph Burke, subsequent evidence
revealed that this visit to the hospital was little more than a check-up, and
that no treatment was prescribed by the attending physician (Transcript of the
trial proceedings, vol. IX, at pp. 1115-16). In addition, E. claimed that the
beating administered by Burke had left him cut, bruised and bleeding, and had
produced visible scabs. Although it appears that excessive force may have been
used by Mr. Burke in disciplining E., the medical reports prepared by the doctor
examining E. make it clear that no cuts or scabs were produced by the beating.
While this does not lessen Burke's degree of fault for having used excessive
force, it does serve to contradict several statements made by E., including his
claims that other Mount Cashel residents had noticed the cuts and abrasions that
were inflicted at the hands of Joseph Burke.
15 Several of E.'s "clear
memories" of the goings-on at Mount Cashel appear to have been complete
fabrications. For example, during one interview, E. claimed that he had received
a teddy bear from the Christian Brothers in order to prevent him from telling
authorities of the abuse that he had suffered. Like many of E.'s claims, the
"teddy bear" story later proved to be at best an exaggeration. In testimony at
Joseph Burke's trial, E. admitted that while he may have received a teddy bear
at some point during his stay at Mount Cashel, the gift had nothing to do with
any instances of abuse. Another of E.'s "clear memories" of abuse at the
orphanage concerned a particular instance when Joseph Burke had used a "Levi
belt" to administer a beating. E. gave a vivid description of the belt, stating
that he clearly remembered the buckle as well as the "Levi inscription" on the
belt. E. further claimed that he had been forced to hand the belt to Mr. Burke
before the beating. However, when E. initially reported the beating in question
to the police, he claimed that he had been beaten with a stick. No acceptable
explanation for this contradictory evidence has been given.
16 During the course of the
Hughes Inquiry, as well as in his statement of claim in a civil action against
the appellant, E. claimed that group beatings of the Mount Cashel children took
place whenever a teacher sent a note to the Christian Brothers to inform them
that the children had misbehaved. According to E., the notes and subsequent
beatings took place on a daily basis, and were a part of the regular routine at
Mount Cashel. At trial, however, E.'s teacher gave evidence that notes
concerning the boys' behaviour had only been sent to the Christian Brothers on
one or two occasions. This evidence was unchallenged, clearly proving that the
allegedly "daily" beatings that were described by E. had occurred, if at all, on
no more than two occasions. When faced with this contradictory evidence at
trial, E. retreated from his earlier claims and admitted that he could no longer
allege that beatings had occurred on a daily basis (Transcript of the trial
proceedings, vol. IX., at p. 1106).
17 E. graphically described
several other instances of abuse at the hands of Joseph Burke. At trial, E.
claimed that Mr. Burke would come to his bunk every night except for Saturday,
make the sign of the cross and fondle E. all over his body. E. subsequently
altered his allegation, and stated that these instances of "fondling" occurred
less frequently than he had initially claimed. However, subsequent evidence
given at trial, including the testimony of E.'s brother W., made it clear that
the episodes in question could not have occurred at all, as E.'s bed was in
plain view of many other children in the dorm, none of whom claimed to have
witnessed the "nightly" fondling. Indeed, residents of E.'s dormitory came
forward and testified at trial that such instances of abuse had never
happened, as they would have been readily observed by the many children whose
beds were in close proximity to E.'s.
18 Another shocking claim made by
E. concerned instances of sexual intercourse between the children at Mount
Cashel. According to E., during the time he spent at the orphanage he had
occasionally engaged in sexual intercourse with other children. In addition, E.
claimed that at least one of the episodes in question had been observed by
Christian Brothers who made no effort to prevent this kind of behaviour. Like
almost all of E.'s testimony, this evidence was later contradicted by the
unchallenged evidence of other witnesses. For example, the other children with
whom E. claimed to have had intercourse denied that the incidents in question
had ever occurred. In addition, one of the Christian Brothers whom E. had
"clearly remembered" as having observed a particular instance of sexual contact
between the children clearly established that he was nowhere near Mount Cashel
at the time of the incident in question.
19 The final instance of abuse
alleged by E. involved an occasion when the appellant was required to apply an
ointment to E.'s legs in order to stave off a chicken pox infection. According
to E., all of the Mount Cashel orphans (other than C.) had fallen victim to the
chicken pox and required the application of an ointment to the affected parts of
their body. E. further testified that the only part of his body that was
affected by the disease was the upper part of his legs. Mr. Burke, who was in
charge of the dormitory in which E. resided, was charged with the duty of
applying the ointment to E. The ointment was applied in Burke's private office
within the dorm. As a result, no one other than Burke and E. observed the
application of the ointment.
20 According to E., Burke applied
the "chicken pox ointment" not only to E.'s legs, but also to his penis and his
buttocks. As noted above, the chicken pox infection only affected E.'s legs, so
there would seem to be no reason to apply the ointment elsewhere on his body.
According to E., however, the appellant claimed that the application of ointment
to E.'s buttocks was required in order to prevent the spreading of the pox. E.
further alleged that Burke had inserted his finger into E.'s rectum while
applying the chicken pox ointment, once again claiming that this was necessary
to prevent the pox from spreading. Not surprisingly, these allegations were
vehemently denied by Mr. Burke.
21 As noted above, Mr. Burke
applied the ointment to E. in a private office within the orphanage. As a
result, unlike the other instances of abuse alleged by E., the "chicken pox"
incident could not be disproved by observations made by other Mount Cashel
residents.
22 Whatever one may claim about
E., it is clear that he has a vivid imagination. When faced with the many
inconsistencies and blatant falsehoods in E.'s evidence, the trial judge rightly
concluded that E. was not a credible witness. According to the trial judge, the
many lies and exaggerations in E.'s evidence caused her to "wonder where the
core of truth is and where the exaggeration begins" (p. 299). In my opinion, the
trial judge should have considered an even more fundamental question, namely
whether or not there was any core of truth to E.'s claims.
23 As a result of her doubts
concerning E.'s veracity, the trial judge came to the sensible conclusion that
E.'s claims could not be accepted without some form of corroboration. While most
of E.'s claims were either positively disproved or unsupported by the evidence,
the trial judge found corroboration for the "chicken pox incident" described by
E. The corroboration in question came from C., another former resident of Mount
Cashel. The supposedly corroborative evidence of C. is analyzed below.
IV. Evidence of
D.C.
24 C. arrived at Mount Cashel at
the age of 5 or 6, and was a resident of the orphanage during the same period as
E. C. moved into the orphanage with his two brothers in 1970 or 1971 as a result
of the death of his mother. C. remained a resident of the orphanage until he was
14 years old, when he was finally ejected from Mount Cashel for dishonesty and
theft.
25 As noted above, C. was the one
Mount Cashel resident who was not afflicted with chicken pox at the time that E.
was suffering from the disease. However, C. testified at Mr. Burke's trial that
he was suffering from some form of skin disorder which also required the
application of ointment to his legs. Like E., C. testified that Joseph Burke had
applied the ointment not only to his legs, but also to his penis and buttocks
which were not affected by the disorder. Like E., C. claimed that Burke had
explained the application of the ointment to those areas by claiming that it was
necessary to prevent the spread of the rash. Finally, C. claimed that Burke had
placed his finger in C.'s rectum while treating him with the ointment, once
again claiming that this was required to prevent the skin disease from
spreading.
26 According to the trial judge,
C.'s account of Burke's application of ointment to his penis, buttocks and
rectum was sufficiently similar to the claims of E. to constitute valid
corroboration of E.'s earlier testimony. As a result, the trial judge accepted
the accounts of the "ointment incidents" given by C. and E., and accordingly
convicted the accused of indecent assault in relation to those
incidents.
27 At first glance, the evidence
of C. does appear to be "strikingly similar" to, and accordingly corroborative
of, the account of the "chicken pox" incident given by E. However, the more
closely one examines the evidence given by C., as well as the character of C.
himself, the less "corroborative" his evidence seems to be.
28 As noted above, C. was ejected
from Mount Cashel for dishonesty and theft. However, the extent of C.'s
dishonesty goes far deeper than isolated instances of childhood petty larceny.
In fact, during the time he spent at Mount Cashel, C. was placed in a
psychiatric ward of the Janeway Hospital where he was treated for a chronic
stealing problem.
29 Obviously, the fact that C.
has had trouble remaining honest does not necessarily mean that his testimony at
trial was untrue. However, critical inconsistencies in his testimony further
erode the "corroborative value" of his evidence.
30 When C. first reported the
"ointment" incident, he alleged that it had taken place when he was six or seven
years old. This would have placed the incident sometime within 1971 or '72.
Hospital records confirm that C. was admitted to Janeway hospital in 1972 for a
skin condition on his legs. When further questioned regarding the time at which
the incident took place, C. re-affirmed his earlier claims, agreeing that he
remembered the incident as having occurred "some considerable time" before the
1975 police investigation into the Mount Cashel affair.
31 After C.'s initial testimony
regarding the "ointment incident", it was later pointed out that Joseph Burke
had not been present at the orphanage during the period in which the incident
was alleged to have taken place. In fact, Mr. Burke did not arrive in
Newfoundland until some time in 1974: at least two years after the
"ointment incident" described by C. While C. never departed from his statement
that he recalled that he was six or seven, he ventured the opinion that he was
nine or ten after apparently having been told that Burke was not in Newfoundland
at the time. The following is his evidence-in-chief:
Q.Do you know when it was that
this happened, that you had to go and get a prescription for the rash on your
legs?
A.I don't understand the
question.
Q.About how old were you when
that happened?
A.Well, I thought I was younger
when I gave earlier testimony, but since, I think I was nine or ten.
Q.All right. Could you tell us
what your memory of your age was when these incidents happened?
A.I thought I was about six or
seven years old.
On cross-examination he gave the
following answers:
Q.And you have told us today
about an incident in which you were assaulted while Brother Burke was applying
some ointment to your legs.
A.Yes.
Q.And I think you said that your
recollection was that this happened to you when you were about six or seven
years old.
A.Yes.
32 Aside from inconsistencies
regarding the "ointment" incident, there were several other "frailties" in the
evidence given by C. For example, C. alleged that Burke had forced him to punch
another boy in the back of the head for no apparent reason. This account was
later challenged by other Mount Cashel residents who had witnessed the event
described by C. According to these eyewitnesses, Burke had merely happened upon
a fight between the children. The testimony of these eyewitnesses was
unchallenged.
33 Obviously, C. is not the kind
of witness the prosecution would hope for when bringing a case to trial. His
history of chronic dishonesty, coupled with the inconsistencies in his
testimony, clearly make him a less than credible witness. If there were ever a
witness upon whose evidence it is unsafe to rely as the basis for a conviction,
C. must be that witness. However, factors going beyond C.'s credibility should
also have prevented the trial judge from using C.'s evidence to corroborate that
of E. Perhaps the greatest impediment to any possible "corroborative value" in
C.'s evidence concerns the manner in which he came forward with his claims
against the appellant.
34 When the police investigation
into the Mount Cashel affair was reopened, C., like many Mount Cashel residents,
was contacted by police who sought to determine whether or not he knew anything
that could help the investigation. C. refused to speak with the police, claiming
that he had nothing to say regarding the Christian Brothers. It was not until
July 1989 that C. first came forward with his allegations of abuse at the hands
of the accused.
35 According to the evidence
given at trial, C.'s sudden urge to come forward with his claims was prompted by
a call from Harry Kopyto, a lawyer who at the time was a member of the bar in
Ontario. Mr. Kopyto had already been retained by E. for the purpose of carrying
out a civil action against the accused. C.'s "strikingly similar" accounts of
abuse at the hands of the appellant did not arise until after he had been
contacted by Kopyto, giving rise to the strong possibility that C. had been
informed of the facts alleged by E. prior to coming forward with his story. C.
also had the opportunity of learning the details of E.'s claims through the
media, as at least one local newspaper had graphically described E.'s account of
the "chicken pox incident". As a result, there was clearly a possibility that C.
merely parroted E.'s widely reported claims, or tailored his evidence to
coincide with that of E. as a result of conversations with their common lawyer
Kopyto. There was no finding by the trial judge excluding the latter
possibility.
36 Notwithstanding the many
weaknesses in the evidence given by C., the trial judge found C. to be a
credible witness. According to the trial judge, C.'s "impreciseness respecting
dates" did not "lessen his credibility" (p. 298). In addition, the trial judge
found that C.'s past dishonesty did not bring C.'s credibility into question. As
a result, the trial judge accepted C.'s evidence and found it to corroborate the
evidence of E. in respect of the "ointment incident". The accused was therefore
convicted of having indecently assaulted both complainants. It is significant
that the trial judge was not prepared to accept E.'s evidence except in respect
of the one incident which was, in her view, corroborated by C.
37 In my view, the obvious
inconsistencies and falsehoods in the testimony of C. render the trial judge's
finding of credibility unreasonable. I simply cannot accept that any trier of
fact, acting judicially, could have found any merit in the claims of either C.
or E. Moreover, given the frailties in the evidence of these two witnesses and
the strong possibility of collusion, reliance by the trial judge on the evidence
of C. to corroborate E.'s testimony was unreasonable.
38 In finding that there was no
collaboration between the complainants C. and E., the trial judge stressed the
fact that C. had never had access to the newspaper reports in which E.'s
statements had appeared. Because there was nothing in the evidence to suggest
that C. had learned the details of E.'s allegations through the media, the trial
judge held that C.'s account of abuse had not been tainted by prior knowledge of
the statements made by E. With respect, this ignores the possibility that C. may
have learned the details of E.'s story through contact with their common lawyer,
Harry Kopyto. The trial judge appears to have failed to notice that both
complainants had been in contact with Kopyto. Without referring to the obvious
possibility of contact through a common lawyer, the trial judge took the view
that there was "no evidence that prior to [S.E.] or [D.C.] making their
respective complaints to the police there was any contact between the two"
(p. 300). Clearly, contact between the complainants and Harry Kopyto
constitutes evidence of possible contact between the complainants, or at least
the possibility that C. was exposed to the details of E.'s allegations.
Obviously, this raises a risk or possibility that C.'s claims against the
accused arose from his knowledge of the statements made by E.
39 There is a considerable body
of authority to the effect that when an issue of the possibility of collusion or
collaboration is raised, evidence of similar acts should not be admitted absent
a finding by the trial judge that there is no real possibility of collusion or
collaboration. See Cross on Evidence (7th ed. 1990), at pp. 364-65, and
Hoch v. The Queen (1988), 165 C.L.R. 292 (H.C. Austr.).
40 In Director of Public
Prosecutions v. Boardman, [1975] A.C. 421 (H.L.), at p. 444, Lord
Wilberforce stated that where a real possibility of collusion can be
found:
... something much more than
mere similarity and absence of proved conspiracy is needed if this evidence is
to be allowed. This is well illustrated by Reg. v. Kilbourne
[1973] A.C. 529 where the judge excluded "intra group" evidence because of the
possibility, as it appeared to him, of collaboration between boys who
knew each other well. This is, in my respectful opinion, the right course rather
than to admit the evidence unless a case of collaboration or concoction is made
out. [Emphasis in original.]
41 As a result of its more recent
decisions in Director of Public Prosecutions v. P., [1991] 2 A.C. 447,
and R. v. H., [1995] 2 A.C. 596, the House of Lords is now of the view
that, generally, the possibility of collusion is not a factor to be applied by
the trial judge in determining the admissibility of this type of evidence. This
Court has not decided the question although it was my view in my dissent in
R.
v. B. (C.R.), [1990] 1 S.C.R. 717, that before similar fact evidence is
admitted, the risk of collusion must be negatived by a finding by the trial
judge. The majority did not express an opinion on the point.
42 The appellant did not contest
the mutual admissibility of the evidence of E. and C. in respect of the counts
relating to each. It is therefore not appropriate for this Court to attempt to
resolve this difficult legal question in this case. But, assuming the evidence
is admissible, the question arises as to what weight, if any, ought to have been
given to it as corroborative evidence.
43 This question was considered
by the House of Lords in R. v. H., supra. The appellant was
charged in separate counts with sexual offences committed upon his adopted
daughter and stepdaughter respectively. There existed sufficient similarity
between the evidence of the two complainants to meet this requirement for
admission as similar act evidence. Admissibility was, however, contested on the
ground that a real possibility of collusion existed. The trial judge directed
the jury that, if they were sure that the complainants had not collaborated,
then the evidence of one of them could corroborate that of the other. The House
of Lords dismissed an appeal from a judgment upholding the charge. Lord Mackay
of Clashfern L.C. stated, at p. 612, that where a question of
collusion has been raised the
judge must clearly draw the importance of collusion to the attention of the jury
and leave it to them to decide whether, notwithstanding such evidence of
collusion as may have been put before them, they are satisfied that the evidence
can be relied upon as free from collusion and tell them that if they are not so
satisfied they cannot properly rely upon it as corroboration or for any other
purpose adverse to the defence.
44 Lord Lloyd of Berwick and Lord
Nicholls of Birkenhead agreed with Lord Mackay. Lord Griffiths and Lord Mustill
would apparently have left it to the jury to determine what weight, if any,
should be given to the evidence. The majority reasons of Lord Mackay would,
therefore, leave it to the jury to decide as a preliminary question of fact
whether the evidence is tainted by collusion. If the answer is in the
affirmative, the evidence must be disregarded. This would in effect leave it to
the jury to decide whether the evidence was admissible. While unusual, a similar
approach has been approved by this Court in relation to the co-conspirator
exceptions to the hearsay rule. See R. v. Carter, [1982] 1 S.C.R. 938.
See also R.
v. Evans, [1993] 3 S.C.R. 653. The more conventional approach adopted by
Lords Griffiths and Mustill is that once the trial judge decides that the
evidence is admissible, it is the trier of fact who determines what weight, if
any, is to be given to the evidence having regard to all the circumstances,
including the possibility of collusion.
45 For the purposes of this
appeal, it is not necessary to choose between the two approaches referred to
above. On the assumption that the evidence is admissible, I am prepared to adopt
the more conventional approach which would leave it to the trier of fact to
determine what weight, if any, is to be given to evidence that is alleged to
have been concocted by means of collusion or collaboration. Under this approach,
the trier of fact is obliged to consider the reliability of the evidence having
regard to all the circumstances, including the opportunities for
collusion or collaboration to concoct the evidence and the possibility that
these opportunities were used for such a purpose.
46 The evidence of C. relating to
the "chicken pox" incident was the sole basis for the conviction of the
appellant on the counts relating to both E. and C. In view of the crucial
importance assigned by the trial judge to this evidence, it was incumbent on the
trial judge to scrutinize this evidence with special care. It was, therefore,
important for the trial judge to consider any circumstances which affected the
reliability of the evidence. I have concluded that the failure by the trial
judge to consider the possibility of collusion or collaboration arising out of
the Kopyto connection, when assessed in light of the other frailties in C.'s
evidence, rendered unreasonable the convictions relating to the sexual assaults
on E. and C.
47 I have already referred to the
other frailties in C.'s evidence. The trial judge excused as mere impreciseness
the fact that both in chief and on cross-examination C. swore that the incident
took place at a time when the appellant could not have committed the act. The
version espoused by the trial judge was apparently proffered only after this
awkward fact was drawn to C.'s attention. Even then the extent of the evidence
of C. which was accepted in preference to his sworn recollection was "I think I
was nine or ten". In evaluating the import of this inconsistency, the trial
judge did not refer to the fact that C.'s evidence was proved to be faulty in
respect of the incident referred to above in which he alleged that Burke forced
him to assault another boy. Nor was any reference made to his refusal to speak
to the police claiming he had nothing to say. On the basis of this exceedingly
generous assessment of the uncorroborated evidence of a chronic and convicted
thief, the trial judge convicted the appellant of indecent assault on E. and on
C. The trial judge found that in other respects E.'s evidence could not be
accepted and dismissed other allegations made by him as merely raising
suspicions or probabilities. E.'s evidence was not even considered to be
corroborative of C.'s in respect of the "ointment incident".
48 The appellant testified and
denied that the alleged sexual assaults took place. The appellant was not
cross-examined on his denials of the allegations. As well, he called impressive
character evidence from former students and residents of Mount Cashel, including
supportive character evidence from E.'s brother, W. This evidence was summarily
dismissed. The trial judge's sole reference to this evidence was as
follows:
As must be clear, I have
generally rejected the denial of Joseph Burke. He is an intelligent man who, for
some children, had been an important teacher, guide, and role model. They will,
no doubt, be shocked that I can reject the evidence of such a person, or that it
has not raised a reasonable doubt in my mind. The simple fact is that citizens
who, for years may live exemplary lives, may commit crimes, even the types of
crimes alleged in this case.
V. K.L.
49 The final count of indecent
assault for which Mr. Burke was convicted arose from the somewhat bizarre
testimony of L., another former resident of Mount Cashel. According to L., Burke
would often punish him by "hauling" him into a private office, forcing him to
undress and pinching his armpits. In addition, L. claimed that Burke would
sometimes fondle his penis. As these incidents were alleged to have taken place
in a private office, they were not subject to verification by other
witnesses.
50 According to Gushue J.A. of
the Newfoundland Court of Appeal, the evidence given by L. was "too bizarre to
accept" without some collateral verification. In Gushue J.A.'s opinion:
... given the nature of the
evidence of K.L. and all the circumstances, one has to feel that it would be
dangerous, and unjust to the accused, to allow this conviction to stand.
((1994), 117 Nfld. &
P.E.I.R. 191, at p. 215.)
It would appear that Gushue
J.A.'s concerns regarding L.'s evidence resulted from the rather curious nature
of the assaults that L. described. In addition, Gushue J.A. appeared to be
concerned that the scabs allegedly left under L.'s arms as a result of the
assaults were never observed by other residents of Mount Cashel, despite the
common use of communal showers within the orphanage. I agree that these
circumstances cause great concern about the reliability of the evidence given by
L. This unease is substantially magnified when considered in connection with the
manner in which L. purported to identify the appellant.
51 During the course of the
trial, L. was given a photograph which he identified as Burke. However, L. was
never asked to identify the appellant during the trial. No explanation has been
given why this standard method of identification was not employed in this case.
This raises the question whether L. would have been able to identify the
appellant in person. In my view, photographic identification is most
unsatisfactory in cases such as this, where the events in question are alleged
to have occurred many years before the trial. The dangerous nature of
photographic identification in such cases can be demonstrated by the evidence of
another Mount Cashel resident, D.T. Like L., T. was shown a series of
photographs and identified a photo of the accused as a picture of his assailant.
Further evidence made it clear that Mr. Burke could not have been the individual
who had assaulted T. The use of photographic identification had led T. to
incorrectly identify the appellant.
52 The cases are replete with
warnings about the casual acceptance of identification evidence even when such
identification is made by direct visual confrontation of the accused. By reason
of the many instances in which identification has proved erroneous, the trier of
fact must be cognizant of "the inherent frailties of identification evidence
arising from the psychological fact of the unreliability of human observation
and recollection": R. v. Sutton, [1970] 2 O.R. 358 (C.A.), at p. 368. In
R. v. Spatola, [1970] 3 O.R. 74 (C.A.), Laskin J.A. (as he then was) made
the following observation about identification evidence (at p. 82):
Errors of recognition have a
long documented history. Identification experiments have underlined the frailty
of memory and the fallibility of powers of observation. Studies have shown the
progressive assurance that builds upon an original identification that may be
erroneous.... The very question of admissibility of identification evidence in
some of its aspects has caused sufficient apprehension in some jurisdictions to
give pause to uncritical reliance on such evidence, when admitted, as the
basis of conviction.... [Emphasis added.]
53 The trial judge made no
comment on the frailty of the identification evidence other than the general
statement that she found L.'s evidence credible and accepted it. No reference is
made to the fact that the appellant was not identified in court and that no
explanation for failure to ask L. to do so was given. No reference is made to
the erroneous identification made by T. using the photograph of the appellant.
Given the unsatisfactory nature of L.'s evidence in general, this uncritical
reliance on the unorthodox identification evidence renders the conviction
unreasonable. Pursuant to s. 686(1)(a)(i), I would quash the
conviction.
VI. Conclusion and
Disposition
54 For each of the foregoing
reasons, I would allow the appeal, set aside the judgment of the Court of Appeal
and quash the convictions for indecent assault upon the complainants E., C. and
L. With respect to the conviction for assault causing bodily harm, I would
dismiss the appeal for the reasons given by the Newfoundland Court of
Appeal.
Appeal allowed with respect
to the convictions for indecent assault. Appeal dismissed with respect to the
conviction for assault causing bodily harm.
Solicitors for the
appellant: Blake, Cassels & Graydon, Vancouver.
Solicitor for the
respondent: The Department of Justice, St. John's.
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